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Advance Beneficiary Notice (ABN) Resources

ABN Form (PDF)*
ABN Quick Reference Guide
ABN Frequently Asked Questions

*You will need Adobe Acrobat Reader. If you do not have Adobe Acrobat Reader click here to download it.

CMS update 9/16/02 --Mandatory use of either ABN form CMS-R-131 L (for laboratory services only) or CMS-R-131-G (for all situations) is required after October 1, 2002 .  The forms can be printed on the back of test requisitions, but must retain a single sided format exactly the same as published by CMS. The form can be expanded to legal size by changing the size of the customizable boxes.

Both ABNs have customizable boxes which may be preprinted with check-off items. The two boxes on the general use form are used to indicate the items or services and reasons Medicare probably will not pay.

The laboratory version contains three boxes, the first is used to select or list a specific test which is not covered because of local or national coverage policy. The second box is used to select or list a test that may be denied based on frequency limits. The third box is used to identify research only or experimental tests which probably will not be covered.  A list of tests can be preprinted in each box and selected as appropriate. 

The Estimated Cost item is optional, lack of an entry or a value different from the actual cost billed to the patient does not invalidate the ABN.

At least two copies of the ABN are required, the original is retained by the provider and a copy given to the patient.

If a beneficiary refuses to sign an ABN, but demands that the service be provided, a witness can make a note to this effect and sign the ABN. The beneficiary will then be responsible for the service if it is subsequently denied.

A patient must be notified far enough in advance to make a rational decision, without undue pressure, as to whether they want a test or service and are willing to pay for it. Patients should be given an ABN before they are prepped for a procedure or otherwise put in a position where they feel they can not reasonably refuse treatment.  ABNs should never be given to trauma patients or in any EMTALA situation.  ABNs given to patients under great duress are not valid.

A single ABN can be used to cover multiple services performed as part of a standing order or course of treatment.  For example, if a patient is scheduled for a PT test once a month, a single ABN can be used.  In this case the ABN would be justified because of the frequency limits imposed on PT testing.  A single ABN will also cover both the technical and professional components of a pathology or radiology procedure. 

When Medicare denies a service for which an ABN is on file, Medicare does not limit the amount the provider can collect from the patient.  However, billing a very low amount (for example, significantly below what Medicare would pay) might be considered an inducement and implicate violation of the anti-kickback law.  Likewise, if ABNs are NOT furnished with the intent to induce referrals for other Medicare services, the anti-kickback law may be violated.

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